We are delighted to announce that GuardREC Compliance and Touch Technology are joining forces, solidifying our position as the market leader for compliance ...
In an ideal world, clients stick to the approved channels when they interact with your company. But what if one of your brokers gets a request for a lucrative ...
For compliance officers in finance, listening through never-ending recordings is part of the job. Drudging work, but that’s just the way it is—right?
Three years after it was first launched, the transcription solution is becoming an essential part of the compliance officer’s toolkit. And it’s partly because ...
June 7th, 2022 Lysaker, Norway
User friendliness remains top priority with the guardREC® Compliance integration of another major social media platform.
guardREC® Compliance is a centralized data management and recording system designed and developed for and by compliance officers within the banking and ...
Streamlining your compliance efforts requires a detailed and actionable plan. Here are five reliable steps you can follow to optimize your efficiency, based on ...
Feeling overwhelmed in your role as a compliance officer? Here are five common challenges faced by you and your peers.
Financial brokers communicate with clients through multiple channels. To comply with regulations you must monitor and record all relevant communication across ...
Brokers must comply with both the GDPR and several financial regulations. But what do you do when the requirements clash?
Complete control over all your data is the key to efficient and proactive compliance work in a complicated regulatory landscape.
WhatsApp has become a favored communications tool for financial advisers and traders looking to arrange deals and provide clients with investment advice – but ...
Leading Nordic investment bank selects guardREC® Compliance to improve proactive compliance assurance.
