Leading Nordic investment bank selects guardREC® Compliance to improve proactive compliance assurance.
Business needs
Future-proof and robust solution for communications record-keeping and compliance monitoring. Ensure efficient compliance of industry-specific requirements such as MiFID II and GDPR. Global oversight of all communications data for compliance. Optimize investigation and risk management. Recording capability for trade boards, office phones, mobile phones, emails and the ability to easily add additional recording sources, such as Microsoft Teams, Bloomberg and Refinitiv Eikon.
Solution
guardREC® Compliance is a centralized compliance solution specifically designed for financial services to support all relevant requirements and regulations. The solution provides a global view of your communications data, including multiple interchangeable plugins to capture audio, text, screens and video. The additional state-of-the-art compliance functionality enables financial services to assure regulatory compliance in an easier, less complex and far more cost-effective way.
Learn more about the guardREC® Compliance solution here.
Capture and retrieve everything
- Microsoft Teams
- Trade boards
- Office phones
- Mobile phones
- Email, SMS and MMS
- WhatsApp, Bloomberg, Eikon
Proactive compliance assurance
- Global view of all communication
- Automatic transcription
- Configurable review queues
- Risk detections
- Compliance dashboard
- Automatic reporting
Assure compliance with global regulations, such as MiFID II, GDPR, Dodd-Frank Act, FINRA, SYSC, MAS, etc.
Want to download this as an PDF?
About GuardREC
GuardREC is a Norwegian Reg Tech company providing leading recording and compliance solutions. The solutions are aimed towards international customers in Banking and Finance and Air Traffic Control. GuardREC has 20 years of experience in development and delivery of security-critical solutions. The recording solutions is specifically designed to help organizations comply with increasingly stringent legal and industrial requirements and regulations. GuardREC is a subsidiary of Hatteland Technology AS and a part of Embron Group.
Related topics
