The MiFID II and Dodd Frank directive requires investment firms to record all phone calls and electronic communication that can result in a trade. However, it can be extremly complicated to record everything you are required to across different solutions and devices. In this infographic, you will learn more about:
The key reason why most investment firms struggle to meet the recording requirements.
The new and simplified way of doing Teams compliance recording that will save your Compliance and IT department a great deal of resources, time and expenses.