WEBINAR
How to ensure full compliance with the MiFID II recording requirements
On demand
Your details
In this webinar you will learn more about?
Are you uncertain about whether all customer dialog you are required to document is actually recorded and stored correctly?
In this webinar you will learn
The MiFID II recording requirements and why most investment firms are struggling to comply with it
3 steps to follow to make sure all customer dialog is recorded and stored correctly according to MiFID II
How to save time on retrieving recordings and reconstruction of trade-related communication e.g.
Supervision
Risk-based controls
Documentation of customer complaints
Client access request
Duration: 30 minutes
Presentation by
Joachim Thougaard, Sales Manager Bank & Finans, GuardREC AS
You can watch this webinar from you PC, tablet or mobile phone.
