In this webinar you will learn more about the MiFID II recording requirements, why most investment firms are struggling to comply, and 3 simple steps to ensure full compliance with the requirements.
Regulations such as MiFID II and Dodd-Frank requires investment firms to record all phone calls and electronic communication that can result in a trade. How can Microsoft Teams and guardREC® Compliance help you simplify compliance recording?
GuardREC is Teams compliance recording, enabling you to easily uphold the requirements for recording of all electronic communication, in compliance with MiFID II. Learn more about how Teams Compliance Recording works with GuardREC in this webinar.
In this webinar you will learn more about the MiFID II recording requirements, why most investment firms are struggling to comply, and 3 simple steps to ensure full compliance with the requirements.
